Thompson Hine’s Investment Management lawyers have intensive knowledge with federal and state regulatory challenges impacting investment advisers supplying products and services to domestic and offshore hedge cash, registered investment businesses, non-public fairness resources and individually managed accounts.
Mr. Sims has also represented appellants, appellees and amicus curiae events in quite a few appeals in federal and point out courts.
In that function, Hart supervised the organization’s litigation portfolio, handled a variety of business and transactional issues, and was the point person for that company’s regulatory and compliance routine.
Raoul Duggal is a corporate legal professional focusing on the representation of get started-up and undertaking-backed organizations. He has advised corporations and traders on numerous undertaking money and angel investments and exits. Also, he has intensive knowledge advising shoppers on a wide spectrum of domestic and Worldwide M&A transactions, like restructuring and refinancing transactions.
She also authors poems, a web site and content articles in several publications and is the purveyor of a 'E-commerce Boutique for your personal Soul', in which she resources product regionally and globally that features fair trade, sustainable, artisan items. Caitlin can help her clients navigate, and get over, cultural discrepancies and apprehensions that can...
Ruth Jin has comprehensive knowledge in corporate and securities legal guidelines. She frequently represents non-public fairness corporations and hedge money from fund formation and investment administration to task financing, together with acquisition funding; and signifies businesses for fairness/debt securities featuring, mergers and acquisitions, joint ventures, and normal corporate matters.
My exercise focuses on the illustration of investors and advisors in the course of The us in relation to your economic products and services sector. I represent particular person and institutional investors in arbitrations and litigations involving promises of...
He has assisted a wide variety of institutional investors create trading systems in more than-the-counter derivatives and various economic devices and negotiated ISDA Master Agreements, Credit Support Annexes, grasp repurchase agreements, securities lending preparations along with other economical buying and selling documents on behalf of such customers.
Chaz has served as lead counsel on above two hundred cases in the two condition and federal court docket. He has to start with-chaired greater than a dozen jury and bench trials, argued ahead of federal and point out appellate courts,...
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An experienced investments attorney might help to clarify your legal rights together with maintain any possible treatments you may have.
Rob Joseph is a Companion in the company Follow Group with comprehensive working experience in enterprise funds, mergers and acquisitions, company finance and basic enterprise contracting and licensing for engineering-connected businesses. During this potential, he performs that has a group of Lawyers that symbolize begin-up and development stage companies, founded companies and undertaking cash and private fairness traders.
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He has comprehensive expertise in all aspects of the fund development approach, investment advisor registration and compliance, broker-vendor registration and compliance, and commodity pool operator and commodity trading advisor registration and compliance.